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SB 139 KY
Became Law

AN ACT relating to investment advisers.

KY · session 2024RS · Senate · bill

A state bill is a proposed law in a state legislature — separate from the U.S. Congress. Learn more →

Introduced Jan 26, 2024

Latest action (Apr 4, 2024) signed by Governor (Acts Ch.42)

Summary

Create a new section of KRS Chapter 292 to establish a registration exemption for private fund advisers; establish requirements for the exemption; direct where filings shall be made; require investment advisers to comply with registration requirements within 90 days of becoming ineligible for exemption; permit the commissioner of the Department of Financial Institutions to waive certain provisions; amend KRS 292.330 to conform; make technical amendments.

Sponsors (2)

Action history (19)

  1. Jan 26, 2024 introduced in Senate · upper
  2. Jan 26, 2024 to Committee on Committees (S) · upper
  3. Jan 29, 2024 to Banking & Insurance (S) · upper
  4. Feb 13, 2024 reported favorably, 1st reading, to Calendar · upper
  5. Feb 14, 2024 2nd reading, to Rules · upper
  6. Feb 14, 2024 posted for passage in the Regular Orders of the Day for Friday, February 16, 2024 · upper
  7. Feb 16, 2024 3rd reading, passed 29-0 · upper
  8. Feb 20, 2024 received in House · lower
  9. Feb 20, 2024 to Committee on Committees (H) · lower
  10. Mar 5, 2024 to Banking & Insurance (H) · lower
  11. Mar 6, 2024 reported favorably, 1st reading, to Calendar · upper
  12. Mar 7, 2024 2nd reading, to Rules · upper
  13. Mar 22, 2024 posted for passage in the Regular Orders of the Day for Monday, March 25, 2024 · upper
  14. Mar 27, 2024 3rd reading, passed 92-0 · upper
  15. Mar 27, 2024 received in Senate · upper
  16. Mar 27, 2024 enrolled, signed by President of the Senate · upper
  17. Mar 27, 2024 enrolled, signed by Speaker of the House · lower
  18. Mar 27, 2024 delivered to Governor · upper
  19. Apr 4, 2024 signed by Governor (Acts Ch.42) · upper
Subjects
LicensingPublic ProtectionSecuritiesState AgenciesTechnical Corrections

Text versions (3)

The published texts of this bill as it moves through the legislature. Each links to the official document on the state legislature site. Data from OpenStates.

  • Acts Chapter 42 · PDF
  • Current/Final · PDF
  • Introduced · PDF

Full text

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Data from OpenStates. View on OpenStates →