SB 298 KY

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Became Law

Amend KRS 292.336 to require investment advisers to establish written procedures relating to a business continuity and succession plan; require investment advisers to establish and implement written physical security and cybersecurity policies and procedures; create a new section of KRS Chapter 292 to establish continuing education requirements for investment adviser representatives; EFFECTIVE January 1, 2023.

• J. Carpenter Republican · primary

1. Mar 2, 2022 introduced in Senate · upper
2. Mar 2, 2022 to Committee on Committees (S) · upper
3. Mar 3, 2022 to Banking & Insurance (S) · upper
4. Mar 15, 2022 reported favorably, 1st reading, to Consent Calendar · upper
5. Mar 16, 2022 2nd reading, to Rules as a consent bill · upper
6. Mar 17, 2022 posted for passage in the Consent Orders of the Day for Friday, March 18, 2022 · upper
7. Mar 18, 2022 3rd reading, passed 34-0 · upper
8. Mar 18, 2022 received in House · lower
9. Mar 18, 2022 to Committee on Committees (H) · lower
10. Mar 22, 2022 to Banking & Insurance (H) · lower
11. Mar 23, 2022 reported favorably, 1st reading, to Calendar · upper
12. Mar 24, 2022 2nd reading, to Rules · upper
13. Mar 24, 2022 posted for passage in the Regular Orders of the Day for Friday, March 25, 2022 · upper
14. Mar 29, 2022 taken from the Orders of the Day · upper
15. Mar 29, 2022 returned to Rules · upper
16. Mar 30, 2022 posted for passage in the Consent Orders of the Day for Wednesday, March 30, 2022 · upper
17. Mar 30, 2022 3rd reading, passed 97-1 · upper
18. Mar 30, 2022 received in Senate · upper
19. Mar 30, 2022 enrolled, signed by President of the Senate · upper
20. Mar 30, 2022 enrolled, signed by Speaker of the House · lower
21. Mar 30, 2022 delivered to Governor · upper
22. Apr 8, 2022 signed by Governor (Acts Ch. 145) · upper

The published texts of this bill as it moves through the legislature. Each links to the official document on the state legislature site. Data from OpenStates.

• Acts Chapter 145 · PDF
• Current/Final · PDF
• Introduced · PDF